Investment Banking - BofA Securities India Regulatory Information

BofA Securities India Limited (BofAS India) is regulated by the Securities and Exchange Board of India (SEBI) and provides the following services in India: Research, Equity Sales & Trading, Futures & Options, Electronic Trading, Equity Capital Markets, Debt Capital Markets and M&A. SEBI Registration Nos. Research Analyst: INH000000503, Stock Broking: INZ000217333 (Trading and Clearing Member of NSE and BSE – Capital Markets and Equity Derivatives), Merchant Banker: INM000011625. Registration granted by SEBI and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Registered Office: BofA Securities India Limited (formerly known as DSP Merrill Lynch Limited) (CIN: U74140MH1975PLC018618), Ground Floor, A-Wing, One BKC, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051, India. Tel.: (91-22) 6632 8000. For specific investor grievances, if any, email IDs are brokingindia@ml.com, dg.rsch_in_complaint@bofa.com, dg.india_merchantbanking@bofa.com. Compliance officer - Shervin Purohit, Email: shervin.purohit@bofa.com, Tel No.: +91 22 6632 8000.

BofA Securities India Limited: Regulatory Information

MERCHANT BANKER ISSUANCES

ICICI Prudential Asset Management Company Limited – IPO

Knowledge Realty Trust – IPO

LG Electronics India Limited - IPO

HDB Financial Services Limited - IPO

Swiggy Limited - IPO

Schloss Bangalore Limited IPO

Hero FinCorp Limited IPO

Bajaj Housing Finance Limited IPO

Brainbees Solution Limited – IPO

Adani Wilmar Limited - IPO

Ola Electric Mobility Limited – IPO

Aditya Birla Sun Life AMC Limited - IPO

API Holdings Limited - IPO

Bharti Airtel Limited

Brookfield India Real Estate Trust - IPO

Campus Activewear Limited - IPO

Delhivery Limited - IPO

Emcure Pharmaceuticals Limited - IPO

FSN E-Commerce Ventures Limited - IPO

Glenmark Life Sciences Limited - IPO

Imagine Marketing Limited - IPO

Life Insurance Corporation of India - IPO

Mindspace Business Parks REIT - IPO

Navi Technologies Limited- IPO

Nexus Select Trust IPO

Grasim Industries Limited – Rights Issue

PNB Housing Finance Limited-Rights Issue

Reliance Industries Limited - Rights Issue

Sahajanand Medical Technologies Limited - IPO

Sapphire Foods India Limited - IPO

SBI Cards and Payment Services Limited - IPO

Snapdeal Limited - IPO

Star Health and Allied Insurance Company Limited - IPO

Tata Technologies Limited IPO

UTI Asset Management Company Limited - IPO

Yes Bank Limited - FPO

Zomato Limited - IPO

General Information Document

Track Records

SEBI Mandated Investor Charters

Investor Complaints