BofA Securities India Limited: Regulatory Information

Investment Banking

MERCHANT BANKER ISSUANCES

Schloss Bangalore Limited IPO

Hero FinCorp Limited IPO

API Holdings Limited - IPO

Emcure Pharmaceuticals Limited - IPO

Imagine Marketing Limited - IPO

Navi Technologies Limited- IPO

Sahajanand Medical Technologies Limited - IPO

Snapdeal Limited - IPO

BofA Securities India Limited (BofAS India) is regulated by the Securities and Exchange Board of India (SEBI) and provides the following services in India: Research, Equity Sales & Trading, Futures & Options, Electronic Trading, Equity Capital Markets, Debt Capital Markets and M&A. SEBI Registration Nos. Research Analyst: INH000000503, Stock Broking: INZ000217333 (Trading and Clearing Member of NSE and BSE – Capital Markets and Equity Derivatives), Merchant Banker: INM000011625. Registration granted by SEBI and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

 

Registered Office: BofA Securities India Limited (formerly known as DSP Merrill Lynch Limited) (CIN: U74140MH1975PLC018618), Ground Floor, A-Wing, One BKC, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051, India. Tel.: (91-22) 6632 8000. For specific investor grievances, if any, email IDs are brokingindia@ml.com, dg.rsch_in_complaint@bofa.com, dg.india_merchantbanking@bofa.com. Compliance officer - Shervin Purohit, Email: shervin.purohit@bofa.com, Tel No.: +91 22 6632 8000.