Investors Section | Investment Banking | Equities | Research | Corporate Governance
BofA Securities India Limited: Regulatory Information
Equities
Equities
- Key Information and Contact Details for Investors & Clients
- Account Opening Process
- Procedure for Filing Investor Complaints
- Details of Client Bank Accounts
- Details of Complaints Data – Stock Broker
- SEBI Mandated Investor Charter for Stock Brokers
- BofA Securities India Limited Data Privacy Notice
- Client Registration Documents in Vernacular Languages – NSE
- Client Registration Documents in Vernacular Languages – BSE
- FAQ’s on Trade Alerts Facility for Investors
- KYC and Policy documents - FPI
- KYC and Policy documents - Others
- Advisory for KYC update
- India Global Markets Disclaimer
- Exchange notification regarding unusual trading pattern of various clients
- Dormant Account Policy – Equities
- Rights and Obligation form
- Nomination for Eligible Trading and Demat Accounts
- Details of Upstreaming Bank Accounts
- Risk Disclosure on Derivatives
BofA Securities India Limited (BofAS India) is regulated by the Securities and Exchange Board of India (SEBI) and provides the following services in India: Research, Equity Sales & Trading, Futures & Options, Electronic Trading, Equity Capital Markets, Debt Capital Markets and M&A. SEBI Registration Nos. Research Analyst: INH000000503, Stock Broking: INZ000217333 (Trading and Clearing Member of NSE and BSE – Capital Markets and Equity Derivatives), Merchant Banker: INM000011625. Registration granted by SEBI and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Registered Office: BofA Securities India Limited (formerly known as DSP Merrill Lynch Limited) (CIN: U74140MH1975PLC018618), Ground Floor, A-Wing, One BKC, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051, India. Tel.: (91-22) 6632 8000. For specific investor grievances, if any, email IDs are brokingindia@ml.com, dg.rsch_in_complaint@bofa.com, dg.india_merchantbanking@bofa.com. Compliance officer - Shervin Purohit, Email: shervin.purohit@bofa.com, Tel No.: +91 22 6632 8000.