BofA Securities India Limited: Regulatory Information

BofA Securities India Limited (BofAS India) is regulated by the Securities and Exchange Board of India (SEBI) and provides the following services in India: Research, Equity Sales & Trading, Futures & Options, Electronic Trading, Equity Capital Markets, Debt Capital Markets and M&A. SEBI Registration Nos. Research Analyst: INH000000503, Stock Broking: INZ000217333 (Trading and Clearing Member of NSE and BSE – Capital Markets and Equity Derivatives), Merchant Banker: INM000011625, CIN U74140MH1975PLC018618. Registration granted by SEBI, Research Analyst Administration and Supervisory Body (RAASB) of BSE Limited and accreditation from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
 

BofAS India’s registered office is at Ground Floor, A Wing, One BKC, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051, India, Tel: +91 22 6632 8000 and the contact details of its Compliance Officer (Shervin Purohit) are: Tel: (91-22) 6632 8853, Email: shervin.purohit@bofa.com For specific grievances, if any, please contact the Grievance Officer (Amish Shah) and contact details are: Tel: (91-22) 6632 8000, Email: dg.rsch_in_complaint@bofa.com If you are not satisfied with the response, you can lodge your grievances with SEBI at SCORES Portal or you may also write to any of the offices of SEBI or file your complaint on the SMART ODR Portal at: SMART ODR Portal. For any queries, feedback, or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575/ 1800 266 7575.

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