Canada: Regulatory Information
Bank of America, N.A. Canada Branch
In Canada, Bank of America, National Association, Canada Branch (BANA CB) is an authorized foreign bank regulated by the Office of the Superintendent of Financial Institutions (OSFI).
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Merrill Lynch Canada Inc.
In Canada, Merrill Lynch Canada Inc. is a registered broker-dealer regulated by the Canadian Investment Regulatory Organization (CIRO) and a member of the Canadian Investor Protection Fund (CIPF). Merrill Lynch Canada Inc. is also registered as an Approved Participant of the Bourse de Montreal.
Best Execution Obligation and Routing Practices: Canada Best Execution Client Disclosure
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